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RES NO. 2020-11 ESTABLISHING EQUIPMENT RENTAL AND REVOLVING FUND POLICYPage 1 of 2 RESOLUTION NO. 2020-11 A RESOLUTION of the City Council of Bainbridge Island, Washington, Establishing the City’s Equipment Rental and Revolving Fund Policy. WHEREAS, the City of Bainbridge Island (“City”) is a code city and the City Council (“Council”) is responsible for establishing financial policies for the City; and WHEREAS, state law, including Chapter 35A.33 RCW, provides guidance for budgets in code cities; and WHEREAS, state law provisions, including RCW 35.21.088 and RCW 35A.37.010, provide authority to code cities related to equipment rental funds; and WHEREAS, Ordinance No. 2004-20 established the equipment rental fund; and WHEREAS, Ordinance No. 2017-09 amended Chapter 3.24 of the Bainbridge Island Municipal Code converting the equipment rental fund to an equipment rental and revolving (“ER&R”) fund; and WHEREAS, an ER&R fund is a fund through which the City tracks use of its equipment, and sets aside funds for replacement in a planned manner; and WHEREAS, an ER&R fund provides for predictable budgeting for capital equipment replacement, and supports good fleet management and stable budget expenditures; and WHEREAS, the ER&R fund as included in the 2019-2020 Adopted Budget is an internal service fund; and WHEREAS, the establishment of an Equipment Rental and Revolving Fund Policy is an established current financial best practice. NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF BAINBRIDGE ISLAND DOES RESOLVE AS FOLLOWS: Section 1. The Equipment Rental and Revolving Fund Policy as shown in Exhibit A, which is attached hereto and incorporated herein by this reference, is hereby adopted. PASSED by the City Council this 14th day of July, 2020. APPROVED by the Mayor this this 14th day of July, 2020. Page 2 of 2 ATTEST/AUTHENTICATE: FILED WITH THE CITY CLERK: June 26, 2020 PASSED BY THE CITY COUNCIL: July 14, 2020 RESOLUTION NO. 2020-11 Attachment: Exhibit A, “Equipment Rental and Revolving Fund Policy” Exhibit A to Resolution No. 2020-11 p. 1 of 4 Equipment Rental and Revolving Fund Policy Department of Finance and Administrative Services Prepared by Finance Director DeWayne Pitts and Accounting Manager Karl Shaw Initial Development: 6/23/2020 Policy Policy Statement The Equipment Rental and Revolving (ER&R) Fund is a self-sustaining internal service fund established to pay the timely replacement cost of existing equipment and vehicles that meet the capitalization thresholds set forth in the Capital Asset Policy. It is the policy of the City of Bainbridge Island ER&R fund to charge rental rates sufficient to replace ER&R fund equipment with an additional reserve amount for unforeseen losses or catastrophic events. Purpose This policy will help determine ER&R rental rates and a target ER&R fund balance. Scope This policy applies to the City’s ER&R fund only. Goal The City of Bainbridge Island has four core values: stewardship, professionalism, connection, and balance. In order to fulfill the core value of stewardship and meet state-prescribed minimum requirements, it is necessary for the City to maintain equitable ER&R rental rates and sufficient fund balance to pay for equipment replacement to meet the operating needs of all City Departments with an additional replacement reserve available for unforeseen losses or catastrophic events. The rental charges and target fund balance should reflect amounts that are anticipated to assure continued funding of necessary asset replacements but not be allowed to accumulate excessive balances in the fund. In addition, the fund balance should not be allowed to decrease to a level insufficient to meet ongoing capital needs. When the fund balance is not in line with the targeted fund balance, rates will be adjusted to bring the fund balance in line with the targeted fund balance. Exhibit A to Resolution No. 2020-11 p. 2 of 4 Table of Contents Policy .............................................................................................................................. Error! Bookmark not defined. Policy Statement.................................................................................................................................................................... 1 Purpose ................................................................................................................................................................................... 1 Scope ....................................................................................................................................................................................... 1 Goal .......................................................................................................................................................................................... 1 Authoritative Guidance ....................................................................................................................................................... 3 Responsibilities ...................................................................................................................................................................... 3 General .................................................................................................................................................................................... 3 Procedures .................................................................................................................................................................................. 3 Target fund balance and rental rates................................................................................................................................ 3 Estimating the ER&R target fund balance ................................................................................................................... 3 Calculation of the target fund balance ........................................................................................................................ 4 Rental rates, adjustments, and precision of the ER&R fund balance target ....................................................... 4 Equipment lives ................................................................................................................................................................. 4 Equipment replacement…………………………………………………………………………………………………………………………4 Rental rates ........................................................................................................................................................................ 4 Exhibit A to Resolution No. 2020-11 p. 3 of 4 Authoritative Guidance Governmental Accounting Standards Board (GASB) GASB is the independent organization that establishes and improves standards of accounting and financial reporting for U.S. state and local governments.1 While GASB is not a governmental agency and does not have enforcement authority, compliance with GASB is enforced through the Washington State Auditor’s annual audit of the City. Washington State Auditor’s Office The Washington State Auditor’s Office prescribes budgeting, accounting, and reporting2 for local governments in the State of Washington under the authority of RCW 43.09.200.3 See also, Washington State Auditor’s Office Budgeting, Accounting Reporting System (BARS) for Generally Accepted Accounting Cities with a population over 8,000. Legal Bainbridge Island Municipal Code Section 3.24 and RCW 35.21.088 and RCW 35A.37.010. Responsibilities It is the responsibility of the Department of Finance and Administrative Services (Finance) to periodically monitor, and adjust if necessary, the fund balances of all City funds. Therefore, the monitoring of the ER&R fund balance and related rental rates belongs with Finance. The Director of Finance may delegate this responsibility to one or more specific individuals within the department. General The ER&R fund balance target should be large enough to replace equipment as necessary to meet operational needs and/or in case of unexpected failure to an expensive piece, or multiple pieces, of equipment. However, the City recognizes that too large a fund balance becomes an inefficient use of taxpayer money. Rental rates should be structured, and adjusted as necessary, to maintain the target fund balance. Procedures Target fund balance and rental rates Estimating the ER&R target fund balance The possibility of failure of multiple pieces of equipment at or near the same time should be considered when estimating the target fund balance. One easily available measure of equipment replacement cost is the City’s six-year Capital Improvement Plan (CIP), which is updated every two 1 “Facts about GASB,” published by the Governmental Accounting Standards Board and available online at www.gasb.org/facts/facts_about_gasb_2009-2010. 2 “Budgeting, Accounting, and Reporting System (BARS)” Manual, published by the Washington State Auditor’s Office and available online at www.sao.wa.gov. 3 “RCW” refers to the Revised Code of Washington. Exhibit A to Resolution No. 2020-11 p. 4 of 4 years during the development of the biennial budget and updated during the mid-biennium as necessary. The Director of Finance, or their designee, will consider the CIP when determining the ER&R fund balance target. This target will be reassessed during the biennial budget process and after the CIP is updated during the interim years. Calculation of the target fund balance To maintain an appropriate fund balance, the City will calculate the balance using the average of the Fleet and Equipment CIP’s six-year replacement costs times two. Rental rates, adjustments, and precision of the ER&R fund balance target If the actual ER&R fund balance is too far above or below the target fund balance, the ER&R rental rates will be increased or decreased, as necessary, so that the actual fund balance comes into line with the target. This target is considered approximate and actual fund balance will be allowed to float 25% higher or lower before rates need to be adjusted. Rates may be adjusted sooner if the Director of Finance and the Manager of the Operations and Maintenance (O&M) Division deem it necessary. Equipment lives ER&R rental rates will use realistic equipment lives as estimated by the manufacturer and/or the O&M Division Manager, or his designee. Equipment Replacement The ER&R fund will only fund replacement of equipment or vehicles accounted for in the ER&R fund’s existing asset replacement schedule. New assets not previously listed in the asset replacement schedule, or significant upgrades to existing assets, will need Council if they meet the city procurement policy dollar thresholds and will be paid for by the department and fund requesting the asset. Once the asset is procured, it will be added to the ER&R fund’s existing asset replacement cycle and sufficient rent will be charged to replace the asset once it has reached the end of its useful life. If equipment rental revenue received over the life of an asset is insufficient to cover the equipment replacement, the funding decision for the incremental difference will be made on a case-by-case basis depending on the nature and extent of the difference and the short and long term impact on the ER&R fund balance and future asset replacement schedules. Rental rates ER&R rental rates will consider equipment that is replaced earlier or later than anticipated. Other factors may include salvage value and insurance proceeds. Rental rates will include an equipment replacement inflation factor.